38 Parker Hudson Attorneys Receive Honors from The Best Lawyers in America©
Aug 19, 2021
Our clients turn to us because of our creative approach to developing winning strategies, our commitment to understanding the securities industry and each client’s unique business, our hands on approach and attention to detail, our winning trial results, and our credibility in courtrooms and before arbitrators across the country. Our securities attorneys are highly experienced representing securities broker-dealers, investment advisors, and individual investment professionals in state and federal courts and in FINRA arbitrations defending all manner of securities-related claims. Our team handles disputes involving every kind of investment product, including stocks, bonds, options, open and closed end mutual funds, exchange traded funds, limited partnerships and other direct investments, alternative investments, and structured products.
The Parker Hudson securities litigation team also represents broker/dealer clients in mass actions involving in some cases thousands of separate cases stemming from the collapse of a single security or a class of securities or other investment products. The team also represents corporate clients in derivative actions, and we routinely represent our corporate clients, as well as their directors and officers, in claims alleging breaches of fiduciary duty related to corporate control, approval of corporate transactions, stock option backdating issues, and corporate waste.
Securities litigation and arbitration often arise from or trigger separate scrutiny from regulators, including the SEC, FINRA, and state securities commissioners. Our team represents clients in responding to the full gamut of regulatory inquiries, examinations, investigations, and enforcement actions. We have the experience, judgment, relationships with regulators, and professional approach to guide our clients through the challenges and uncertainty of any regulatory matter.
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