Litigation Partners Wayne Hillis and Justin Gunter published “King v. Kovack Securities Creates Four Key Implications for Transfers of Customers and Registered Representatives of Failed Broker-Dealers” in the American Bar Association Securities Litigation Journal on January 31, 2023.

The article explores the recently concluded case in the U.S. District Court for the Northern District of Georgia and the important implications for securities attorneys and their clients involved in transfers of registered representatives and clients from a failed broker-dealer.

To view the full article, please click here

©2023. Published in the Securities Litigation Winter 2023 Newsletter by the American Bar Association on January 31, 2023. Reproduced with permission. All rights reserved. This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system without the express written consent of the American Bar Association or the copyright holder.