Newsroom - November 2009
David Russell, Nancy Baughan, and Patrice Walker obtained a complete dismissal of a FINRA securities arbitration claim against a broker-dealer on a pre-hearing motion to dismiss. David, Nancy, and Patrice convinced the FINRA arbitration panel that the claims were so meritless that an evidentiary hearing was unnecessary. The panel also assessed all of the FINRA forum fees against the Claimant.
